Deputy Head of Compliance

£55k - £75k

Home Based
Posted 1 month ago

Our client, a fast paced payments solutions business is looking to expand the team and hire a Senior Compliance Manager to act as deputy for the Head of Compliance and work on compliance policies and procedures.  You will be an experienced Compliance Manager with a readiness to step into a deputy role and develop your senior level experience.  You will have some previous experience working as a deputy MLRO and you will have payments experience.

The role:

  • Perform ongoing review of compliance manuals, policies and procedures in line with the regulatory requirements of the industry
  • Review and maintain compliance records, documents, training programmes and compliance registers.
  • Manage oversight of due diligence process for new and existing clients
  • Manage oversight of ongoing transaction monitoring arrangements
  • Support the business with any compliance or regulatory queries on a daily basis
  • Support Head of Compliance & MLRO in daily activities and deputise when required
  • Deliver effective Compliance and Financial Crime monitoring
  • Manage and oversee submission of regulatory returns and reports to the relevant regulators
  • Manage the process for handling of reviewing and reporting any suspicious activity or transactions

Core Requirements:

  • Financial services background and experience is essential
  • A legal or regulatory background would be a significant advantage
  • Knowledge of Payments / E-money / Prepaid is preferred
  • Experience of dealing with Card Schemes would be an advantage
  • Ability to act as a deputy for the Head of Compliance
  • Excellent communication (oral and written)
  • You will have experience in drafting, implementing and rolling out compliance plans and policies

Job Features

Job CategoryRisk & Compliance

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